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2016-10-17

ADVA Optical Networking SE: Publication pursuant to §26 sect.1 WpHG (the German Securities Trading Act) with the aim of pan-European distribution

ADVA Optical Networking SE / ADVA Optical Networking SE: Publication pursuant
to §26 sect.1 WpHG (the GermanSecurities Trading Act) with the aim of
pan-European distribution . Processed and transmitted by Nasdaq Corporate
Solutions.The issuer is solely responsible for the content of this
announcement.
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| XNotification of Major Holdings |
| |
| |
|or |
| |
| Correction |
|of a notification of Major Holding published on (date of publication) |
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| 1. Details of issuer |
|(name, address) |
| |
|ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen-Dreißigacker, |
|Germany |
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| 2. Reason for notification |
|(multiple reasons possible) |
| |
|X Acquisition/disposal of shares with voting rights |
| |
| Acquisition/disposal of instruments |
| |
| Change of breakdown of voting rights |
| |
| Other reason: |
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| 3. Details of person subject to the notification obligation |
| Name: City and country of registered office (if applicable): |
| Ministry of Finance on behalf of the State of Norway Oslo, Norway |
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| 4. Names of shareholder(s) |
|holding directly 3% or more voting rights, if different from 3. |
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| 5. Date on which threshold was crossed or reached: |
|13.10.2016 |
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| 6. Total positions |
| % of voting rights attached to shares % of voting rights through instruments total of both in % (7.a. + 7.b.) total number of voting rights of issuer |
| (total of 7.a.) |
| (total of 7.b.1 + 7.b.2) |
| Resulting situation 2.75% 0.02% 2.77% 49,444,834 |
| Previous notification (if applicable) 3.31% 0.02% 3.33% |
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| 7. Notified details of the resulting situation |
| a. Voting rights attached to shares (Sec.s 21, 22 WpHG) |
| ISIN absolute in % |
| direct indirect direct indirect |
| |
| |
| (Sec. 21 WpHG) (Sec. 22 WpHG) (Sec. 21 WpHG) (Sec. 22 WpHG) |
| DE0005103006 1,355,673 % 2.77% |
| % % |
| Total 1,355,673 2.77 |
| % |
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| b.1. |
|Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG |
|(please use annex in case of more than 3 instruments) |
| Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % |
| Shares on loan (right to recall) N/A at any time 12,200 0.02% |
| % |
| % |
| Total 12,200 0.02% |
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| b.2 |
|Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG |
|(please use annex in case of more than 3 instruments) |
| Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % |
| % |
| % |
| % |
| Total % |
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| 8. Information in relation to the person subject to the notification |
|obligation |
|(please tick the applicable box): |
| |
| |
|Person subject to the notification obligation is not controlledanddoes itself |
|not control any other undertaking(s) holding directly or indirectly an |
|interest in the (underlying) issuer (1.). |
| |
|X Fullchain of controlled undertakings starting with the ultimate controlling |
|natural person or legal entity (please use annex in case of more than 4 |
|undertakings; in this case pleasealwaysprovideonlyto BaFin also an |
|organizational chart accompanying your notification): |
| Name % of voting rights % of voting rights through instruments Total of both |
| |
| (if at least held 3% or more) (if at least held 5% or more) (if at least held 5% or more) |
| State of Norway % % % |
| Norges Bank % % % |
| % % % |
| %...

Författare Hugin

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