TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
01-Nov-2021 / 18:12 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: | TUI AG | | Street: | Karl-Wiechert-Allee 4 | | Postal code: | 30625 | | City: | Hannover
Germany | | Legal Entity Identifier (LEI): | 529900SL2WSPV293B552 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights | | | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | X | Other reason:
voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 1.66 % | 5.91 % | 7.56 % | 1099393634 | | Previous notification | 0.17 % | 5.29 % | 5.46 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | | DE000TUAG000 | 0 | 18230514 | 0.00 % | 1.66 % | | Total | 18230514 | 1.66 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right to recall shares lent out | n/a | n/a | 2676789 | 0.24 % | | Internal right to recall shares lent out | n/a | n/a | 7600016 | 0.69 % | | | | Total | 10276805 | 0.93 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Third Party convertible bonds - right of use held | 16/04/2028 | 16/04/2028 | Physical | 15253015 | 1.39 % | | Convertible bonds | 16/04/2028 | 16/04/2028 | Physical | 7375564 | 0.67 % | | Right to recall convertible bonds lent out | 16/04/2028 | 16/04/2028 | Physical | 8139302 | 0.74 % | | Cash-settled Call Option | 08/06/2023 | 08/06/2023 | Cash | 85561 | 0.01 % | | Equity Swap | 02/11/2021 - 23/08/2028 | 02/11/2021 - 23/08/2028 | Cash | 23803076 | 2.17 % | | | | | Total | 54656518 | 4.97 % |
8. Information in relation to the person subject to the notification obligation
| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Bank, National Association | % | % | % | | J.P. Morgan International Finance Limited | % | % | % | | J.P. Morgan Capital Holdings Limited | % | % | % | | J.P. Morgan Securities plc | % | % | 5.79 % | | - | % | % | % | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Holdings LLC | % | % | % | | J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % | | J.P. Morgan Securities LLC | % | % | % | | - | % | % | % | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Bank, National Association | % | % | % | | J.P. Morgan International Finance Limited | % | % | % | | J.P. Morgan Structured Products B.V. | % | % | % | | - | % | % | % | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Bank, National Association | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % |
10. Other explanatory remarks:
Date
| 